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Japan Equity Compliance Officer (VP)

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説明

title: handling of system related matters including:

hard/soft limits (fat finger limits) management and advisory

interactions with the regulators and exchanges on system issues (e.

give compliance trainings to the equities and other related personnel.advisory to electronic client solutions (ecs) and other related parties about regulatory and compliance matters on:

direct market access (dma)

smart order routing (sor)

crossing engines

high frequency trades (hft)

collocations

other electronic traidng schemes
2.

knowledge of electronic trading is prefreable.

bsaic knoweldge and expeirence in derivtaives are must.

maange a ceratin proejcts.when necessary, he/she is required to:

develop or revise policies & procedures, g. preparation and submission of system incident reports to fsa)

review of new system applications and algorithm from compliance point of view
other than the above main responsibilities.

reasonable compliance background (at least 2-year experience in equity compliance advisory is a must).
required qualifications

robust english/japanese communication skills.japan equity compliance officer (vp)
location: jpn-tokyo-tokyo
main responsibilities
1. in case the candidate has little expertise in that area, it is important that he/she is enthusiastic to learn about it.

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